License requirements to work as a financial advisor vary widely. Generally, depending on your practice, you will most likely need to take either the Series 6 or Series 7 exams as well as the Series 63 ...

Discover whether obtaining a securities license is worth the effort for financial planners. Learn about the benefits and ...

Financial advisors are not required to have university degrees, but are required to pass certain exams by the Financial Industry Regulatory Authority.

Explore how financial advisors and financial planners differ.

A financial planner’s role is to ensure your quantifiable financial goals are met to the best of their ability, or work with ...

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As lawyers seek new ways to build their businesses, some are obtaining financial credentials. The ranks of certified financial planners are swelling nationwide, but the number of lawyers so designated ...

A financial planner takes inventory of your finances, then creates a plan to help you reach your goals. Some financial planners also provide investment management. Many, or all, of the products ...

A fee-only advisor is more financially motivated to make the best decisions for their client—especially those that charge ...

The Certified Financial Planner Board of Standards has sanctioned 16 current or former certified financial planners for various violations, in one case revoking the license of a planner who was ...