RegEd, a leading provider of compliance solutions for financial services firms, has reached a major new milestone: Enterprise Advertising Review has now surpassed 8 million submissions, representing ...

Compliance shouldn’t be the opposite of innovation, but instead should serve to create the framework that gives innovation ...

In today's fiercely competitive business landscape, financial services companies, like their counterparts in other industries, rely on advertising and digital marketing strategies to create brand ...

The new SEC Marketing Compliance Rule defines advertising as financial advisor client communications made directly or indirectly by the advisor or by compensated third parties, such as paid ...

Toronto, Canada, December 3rd, 2025, FinanceWire Automated brand control meets marketing speed: InvestiFi streamlines ...

The marketing and compliance departments don’t always hit it off from the start. The conflict is natural enough: each brings different qualities and mindsets to the job. Marketing is all about ...

Noncompliance with marketing regulations continues to make headlines as regulatory agencies scrutinize misleading marketing practices across a wide range of industries, imposing strict penalties and ...

You know how hard finding customers in B2B can be. That's why many companies choose affiliate marketing as a way of promoting their services. It's a performance-driven model that allows brands to get ...

Compliance techniques are subliminal methods used in advertising that are designed to induce a consumer to purchase a particular product. Compliance advertising is distinct from informational ...

The Covid-19 pandemic, and the ensuing government interventions to flatten the curve, has caused a flux of operational issues for many businesses globally. Those dependent on travel (such as the ...

Advertising and marketing were top of mind for investment advisors’ compliance executives this year in the wake of the Securities and Exchange Commission’s new advertising rule, according to a new ...