A total of 741 member firms volunteered to participate in FINRA’s Remote Inspections Pilot Program, FINRA has announced in a blog post. The 741 participant firms represent 22% of FINRA member firms.

The regulator wants to provide relief from in-person supervision until the SEC rules on a pilot program for online oversight. By Mark Schoeff Jr. Finra will allow brokerages to conduct online ...

On a typical workday, the solar inspection technician for major U.S. rooftop solar company Freedom Forever drives to eight or ...

While there are benefits to conducting remote good clinical practice (GCP) and good manufacturing practice (GMP) inspections and these assessments can continue being used post pandemic, these methods ...

A total of 741 Finra member firms have opted-in to the first part of a three year pilot assessing remote inspections of branches and offices. Eligible member firms can satisfy their obligations for ...

During the COVID-19 pandemic, broker-dealers successfully demonstrated their ability to maintain regulatory compliance remotely in many ways. Data from a new survey – conducted by SIFMA and Protiviti ...

BASEL, Switzerland – Remote or virtual inspections are now permanent fixtures in the toolboxes of the World Health Organization (WHO) and the European Directorate for the Quality of Medicines (EDQM) ...

DLS Marine received approval from ABS for remote inspection, and it is leveraging advanced drone + software tech to make the process of tank inspection more efficient and less dangerous. The business ...