Back in June 2008 Finra recommended via a memorandum that taking time off was a leading way to detect and prevent rogue trading. Traders, FINRA said, should be required to take 10 consecutive trading ...

The recent rogue trading incident at UBS has reinforced buy-side concerns over brokers' delta one desks, but opinion is divided on whether a European Volcker rule might have made prevented it. The ...

Ex-UBS employee is remanded in custody again until late December. Check out Euromoney's in-depth coverage on UBS' risk management. Euromoney Skew November 22, 2011 Kweku Adoboli, the former UBS ...

There are warnings from local authorities after a rise in rogue traders operating in an area of a city. It comes six months after BBC South spoke to victims in Portsmouth, who had been left feeling ...

It looks like a rogue trader has struck again and this time at London-based trading and brokerage firm TRX Futures. According to the UK’s Daily Mail (strangely, the only one to report this at the time ...

Threadneedle Asset Management’s trading desk has averted a disaster many large banks proved unable to prevent, catching a potential rogue trader before he was able to cause harm. Threadneedle Asset ...

"In response to regulatory pressure and rogue trading events in early 2008, large firms around the world are reviewing their systems and risk management processes," said Axel Pierron , senior vice ...

ROGUE TRADING....We learned today that Jerome Kerviel, a "rogue trader" at Societe Generale, was responsible for $7.2 billion in recent trading losses, the largest in banking history. So how'd he do ...

Switzerland’s financial sector is renowned for its stability, but it is also a target for rogue investments and illicit trading activities. The rise of complex financial instruments, digital assets ...