A trio of enforcement actions brought by the Securities and Exchange Commission in September sounds a warning bell for all companies to revisit their existing employee agreements, being particularly ...

Every year, autumn brings hayrides, changing leaves, family gatherings, sweater weather, the chance to savor a cup of black tea by a roaring fire—and a raft of Securities and Exchange Commission (SEC) ...

These and other questions illustrate why complying with the U.S. Securities and Exchange Commission’s (SEC/Commission) amended Cybersecurity Disclosure Rule—which was formally adopted one year ago and ...

In the fast-moving regulatory landscape, taking a proactive approach to regulatory compliance is crucial to long-term success. For investment advisors registered with the Securities and Exchange ...

The revolving door between the U.S. cryptocurrency industry and Wall Street’s top cop has been particularly active this year — a trend that one former SEC lawyer who now defends crypto clients in the ...

The US Securities and Exchange Commission's (SEC) X account was hacked this week to post an unauthorized tweet announcing the approval of spot Bitcoin Exchange Traded Funds (ETFs). The post was up for ...

The Oklahoma men have one more nonconference game remaining this season and needing one more win to reach double digits before heading into the grueling grind of the SEC schedule. The Sooners are 9-3 ...

Corporate attorneys see myriad lessons from the Securities and Exchange Commission's decision to sue SolarWinds and its security chief, Tim Brown, over a colossal 2019-2020 data breach. But one of ...