Most advisers don't have a bird'-eye view of a client's total investment portfolio, but that doesn't stop them from advising on assets that aren't under their purview. That's among the findings from a ...

Fidelity Investments has introduced a new policy restricting financial advisors’ ability to access or manage clients’ 401(k) accounts directly. The change affects thousands of independent advisors who ...

Charles Schwab got its start by making it much more affordable for individual investors to buy stocks. Now, the company would like to do the same with investing in private companies. It’s acquisition ...

Key takeawaysVanguard’s decision to open access to spot crypto ETFs marks a major shift from its earlier anti-crypto stance and gives more than 50 million clients a regulated path to gain exposure to ...